Value-Add Management and Regulatory Consulting Services

Our team of former executives and senior regulators go beyond audits and risk assessments, sharing insights from real-world experiences to provide actionable recommendations to each client.

Get The Expertise You Need
23
+
Years of Success
800
+
Organizations Assisted
38
States Represented

Value-Add Management and Regulatory Consulting Services

Our team of former executives and senior regulators go beyond audits and risk assessments, sharing insights from real-world experiences to provide actionable recommendations to each client.

HELPING YOU NAVIGATE
Cybersecurity Threats
Regulatory Compliance
Operational Risks

Management and Regulatory Consulting
Value-Add Expertise from Decades of Industry Experience

NETBankAudit provides a value-add approach to our audit process to serve as a true internal audit partner. Our team of former regulators and banking executives bring extensive knowledge of strategies, trends and regulatory demands to provide an informed perspective to every client. While we don't perform management functions directly, we offer fully compliant templates, education, training, and process facilitation in an internal audit liaison capacity. Our services are designed to help your institution navigate complex IT and compliance landscapes efficiently and effectively.

OUR SERVICE

Address Challenges with Certified, Executive-Level Expertise

Comprehensive Risk Management and Governance Services

NETBankAudit's expert team guides financial institutions through complex regulatory environments, evaluating enterprise-wide, cybersecurity, operational, and regulatory risk. We provide actionable insights from decades of experience to enhance overall risk management and regulatory standing of your organization. FFIEC compliance is always guaranteed.

Network Security and Configuration Management Consulting

Our services focus on strengthening your network environment while gaining efficiency. Our internal infrastructure and Cloud security consulting takes a holistic and real-world approach given the current threat environment. We assess and enhance security awareness, evaluate change management procedures, and review vendor management policies to minimize operational and third-party risks. We offer in-depth cybersecurity evaluations and testing to validate controls and enhance your institution's overall security posture.

Business Continuity and Incident Response Strategies

NETBankAudit helps institutions prepare for and respond to potential disruptions and security incidents. Our team evaluates and facilitates Business Impact Assessments (BIA), Business Continuity Plans,  and Incident Response programs, ensuring they are comprehensive, effective, and aligned with the institution's size and complexity.  We also perform and facilitate tabletop tests with real-world scenarios like ransomware.

Value-Add Consulting
Leveraging Decades of Industry Experience

As your trusted partner for compliance and security, our audits include informed recommendations to improve.
Request For Proposal
How NETBankAudit Delivers Value-Add Consulting:

Our Value-Add approach to auditing and compliance provides tailored, actionable advice drawn from our experts' practical industry experiences.

  • Senior-level auditing team each bringing 10+ years of industry and regulatory experience.
  • Our team has broad expertise with certifications from CISA, CISSP, CISM, CRISC and more.
Client-Focused Solutions
01
Tailored audit services addressing each institution's unique compliance challenges and risk profiles.
Deep Regulatory Expertise
02
Certified professionals and former examiners provide unparalleled regulatory insight to ensure compliance.
Proven Record of Success
03
Serving 800+ institutions across 38 states, with a proven history of enhancing compliance and exam readiness.
Over 20 Years of Experience Advising Financial Services
For over 20 years, NETBankAudit has been a reliable partner to financial institutions across the United States, providing specialized IT and cybersecurity audits, risk assessments, and compliance solutions.  
"NETBankAudit is more than just an audit firm. They take the time to truly understand your organization. By working as a partner they made recommendations that best fit our bank while helping us realize resources that were already at our disposal. The employees we work with are extremely knowledgeable and always available to assist"
Beth Worrell, EVP, Chief Risk Officer
Skyline National Bank
"We were very satisfied with the model validation of our Verafin System. The NETBankAudit team was great to work with, very professional and kept us in the loop throughout the engagement. We will definitely consider working with them again for the annual validation"
Ken Helmrich, CAMS, CFCS
Kearny Bank
"NETBankAudit provides us with top notch Information Security Professionals to allow us to continually improve our organizations security posture. Springs Valley is able to utilize them to stay abreast of the changing regulatory and cybersecurity landscape. It is great to have a reliable resource like them as a valued partner."
Craig Buse, CLO, COO
Springs Valley Bank & Trust Company
"NETBankAudit has been a very reliable and knowledgeable firm for our outsourced IT audit services. Their understanding of not only the IT audit environment but also regulatory and examiner expectations has greatly benefited our organization.  I would highly recommend them to financial institutions looking to outsource or currently looking for an alternate provider."
James R. Edmondson, CCBIA-VP
First Bank & Trust Company
OUR ASSOCIATES

Our Experienced Auditing Team

Mitigate Risks with Comprehensive Audits & Assessments

Request For Proposal
“We appreciate working with professionals respected in the financial services community for their individual expertise and attention to detail”
Teresa Wetly
SVP Internal Audit Manager @ Capital Bank

FAQs

Our goal is to equip institutions with the knowledge needed to make informed decisions, strengthening your compliance, security, and operational efficiency.

How can financial institutions avoid regulatory criticism relating to their AML Monitoring systems?

Transaction monitoring systems are sometimes inadequately calibrated, resulting in too many false positives. This may impair the detection of potentially suspicious activity. Also, if a system is generating too few alerts, unusual activity may be undetected. A regularly scheduled review by an independent party and thorough analysis of filters and settings can ensure the transaction monitoring system is effective and performing as designed.

What are change management best practices in a cloud environment?

Change management in cloud environments offers unique challenges over on-premises technology environments due to the underlying cloud platform changes. Organizations need to have a solid understanding of what aspects of the cloud environments are being used and a current inventory should be maintained. Monitoring notifications and alerts on changes from the cloud provider should be performed and assessed if the changes will impact the organization's services. When impactful changes are identified technical staff should communicate these to the end users and perform training as needed. Traditional change management procedures should also be performed such as documenting user access changes, obtaining authorization for adding new services, and routine review of services and removing inactive assets.

What services does NETBankAudit offer?

NETBankAudit is a specializes in cybersecurity and regulatory compliance. We offer audits, testing, and consulting services. We perform over 250 IT/Operations and Regulatory Compliance Audits per year. We perform over 700 external and internal network vulnerability assessments with penetration testing per year. Our consulting primarily consists of risk assessment facilitation, model validations, program development, and Project Management/SDLC oversight.

How long has NETBankAudit been in business?

NETBankAudit was formed in 2000 by a team of IT bank executives and regulatory specialists. Convinced that advancements in information technology would significantly affect the future of banking, particularly in the movement of money and data through electronic channels, the team resolved to help bankers adjust to this changing environment. Since then, we have expanded to service over 800 institutions across 38 states.

Can NETBankAudit provide remote audit and consulting services?

Yes, NETBankAudit has been a virtual company since inception. We provided our first fully remote IT General Controls Audit in 2017 and validated our processes through the COVID Pandemic. Our remote audits are approved by all regulatory authorities.

What is Value-Add Management Consulting?

NETBankAudit provides a value-add approach to our audit process to serve as a true audit partner. Every auditor on our team has senior/executive level banking, operational, and/or regulatory experience in addition to certified auditing expertise. This provides our auditors with an informed perspective to prioritize recommendations to increase effectiveness, efficiency, and compliance.

Ask a Question
Thank you! We will email you the answer to your question shortly!
Oops! Something went wrong while submitting the form.