Regulations and Security Standards

NEW REGULATIONS:
FFIEC has released an updated FFIEC Information Security Booklet, download PDF.
FFIEC has released guidance that expands on the requirements for multifactor authentication and Internet banking systems, download PDF

NETBankAudit understands that the two key factors behind a security assessment are a desire to identify potential risk to your financial organization from potential unauthorized access to your data and or your customer information, and the need to meet the standards set by your regulatory agency. This is why NETBankAudit puts as much emphasis on making sure that our assessment engagements are focused on your regulatory needs as well as Security Industry Standards.

The Gramm Leach Bliley Act (learn more)

Below are web site links that will help you in understanding the requirements of your industry:

Credit Unions

• FFIEC Handbook
• Examiner's Guide Chapter 6 - Information Systems and Technology

Banks

Examination Procedures to Evaluate Compliance with the Guidelines to Safeguard Customer Information:

• FFIEC IT Handbook (Booklets)
• OCC Electronic Banking Guidance
• FDIC Information Technology References
• OTS Electronic Banking Guidance
• Compliance Examination Process
• Business Continuity Planning Booklet